Title 17

PART 420

Part 420 - Large Position Reporting

PART 420 - LARGE POSITION REPORTING Authority:15 U.S.C. 78o-5(f). Source:79 FR 73414, Dec. 10, 2014, unless otherwise noted.

17:4.0.2.1.7.0.154.1SECTION 420.1
   420.1 Applicability.
17:4.0.2.1.7.0.154.2SECTION 420.2
   420.2 Definitions.
17:4.0.2.1.7.0.154.3SECTION 420.3
   420.3 Reporting.
17:4.0.2.1.7.0.154.4SECTION 420.4
   420.4 Recordkeeping.
17:4.0.2.1.7.0.154.5SECTION 420.5
   420.5 Applicability date.
17:4.0.2.1.7.0.154.6.6APPENDIX Appendix A
   Appendix A to Part 420 - Separate Reporting Entity
17:4.0.2.1.7.0.154.6.7APPENDIX Appendix B
   Appendix B to Part 420 - Sample Large Position Report