Title 17

PART 255

Part 255 - Proprietary Trading And Certain Interests In And Relationships With Covered Funds

PART 255 - PROPRIETARY TRADING AND CERTAIN INTERESTS IN AND RELATIONSHIPS WITH COVERED FUNDS Authority:12 U.S.C. 1851. Source:79 FR 5779, 5805, Jan. 31, 2014, unless otherwise noted.

• Authority: 12 U.S.C. 1851.
• Source: 79 FR 5779, 5805, Jan. 31, 2014, unless otherwise noted.

17:4.0.1.1.15.1	SUBPART A	Subpart A - Authority and Definitions
17:4.0.1.1.15.1.128.1	SECTION 255.1	255.1 Authority, purpose, scope, and relationship to other authorities.
17:4.0.1.1.15.1.128.2	SECTION 255.2	255.2 Definitions.
17:4.0.1.1.15.2	SUBPART B	Subpart B - Proprietary Trading
17:4.0.1.1.15.2.128.1	SECTION 255.3	255.3 Prohibition on proprietary trading.
17:4.0.1.1.15.2.128.2	SECTION 255.4	255.4 Permitted underwriting and market making-related activities.
17:4.0.1.1.15.2.128.3	SECTION 255.5	255.5 Permitted risk-mitigating hedging activities.
17:4.0.1.1.15.2.128.4	SECTION 255.6	255.6 Other permitted proprietary trading activities.
17:4.0.1.1.15.2.128.5	SECTION 255.7	255.7 Limitations on permitted proprietary trading activities.
17:4.0.1.1.15.2.128.6	SECTION 255.8-255.9	255.8-255.9 [Reserved]
17:4.0.1.1.15.3	SUBPART C	Subpart C - Covered Funds Activities and Investments
17:4.0.1.1.15.3.128.1	SECTION 255.10	255.10 Prohibition on acquiring or retaining an ownership interest in and having certain relationships with a covered fund.
17:4.0.1.1.15.3.128.2	SECTION 255.11	255.11 Permitted organizing and offering, underwriting, and market making with respect to a covered fund.
17:4.0.1.1.15.3.128.3	SECTION 255.12	255.12 Permitted investment in a covered fund.
17:4.0.1.1.15.3.128.4	SECTION 255.13	255.13 Other permitted covered fund activities and investments.
17:4.0.1.1.15.3.128.5	SECTION 255.14	255.14 Limitations on relationships with a covered fund.
17:4.0.1.1.15.3.128.6	SECTION 255.15	255.15 Other limitations on permitted covered fund activities.
17:4.0.1.1.15.3.128.7	SECTION 255.16	255.16 Ownership of interests in and sponsorship of issuers of certain collateralized debt obligations backed by trust-preferred securities.
17:4.0.1.1.15.3.128.8	SECTION 255.17-255.19	255.17-255.19 [Reserved]
17:4.0.1.1.15.4	SUBPART D	Subpart D - Compliance Program Requirement; Violations
17:4.0.1.1.15.4.128.1	SECTION 255.20	255.20 Program for compliance; reporting.
17:4.0.1.1.15.4.128.2	SECTION 255.21	255.21 Termination of activities or investments; penalties for violations.
17:4.0.1.1.15.5	SUBPART 0
17:4.0.1.1.15.6.128.1.4	APPENDIX Appendix A	Appendix A to Part 255 - Reporting and Recordkeeping Requirements for Covered Trading Activities

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