Title 17

PART 227

Part 227 - Regulation Crowdfunding, General Rules And Regulations

PART 227 - REGULATION CROWDFUNDING, GENERAL RULES AND REGULATIONS Authority:15 U.S.C. 77d, 77d-1, 77s, 77z-3, 78c, 78o, 78q, 78w, 78mm, and Pub. L. 112-106, secs. 301-305, 126 Stat. 306 (2012). Source:80 FR 71537, Nov. 16, 2015, unless otherwise noted.

17:3.0.1.1.10.1SUBPART A
Subpart A - General
17:3.0.1.1.10.1.36.1SECTION 227.100
   227.100 Crowdfunding exemption and requirements.
17:3.0.1.1.10.2SUBPART B
Subpart B - Requirements for Issuers
17:3.0.1.1.10.2.36.1SECTION 227.201
   227.201 Disclosure requirements.
17:3.0.1.1.10.2.36.2SECTION 227.202
   227.202 Ongoing reporting requirements.
17:3.0.1.1.10.2.36.3SECTION 227.203
   227.203 Filing requirements and form.
17:3.0.1.1.10.2.36.4SECTION 227.204
   227.204 Advertising.
17:3.0.1.1.10.2.36.5SECTION 227.205
   227.205 Promoter compensation.
17:3.0.1.1.10.2.36.6SECTION 227.206
   227.206 xxx
17:3.0.1.1.10.3SUBPART C
Subpart C - Requirements for Intermediaries
17:3.0.1.1.10.3.36.1SECTION 227.300
   227.300 Intermediaries.
17:3.0.1.1.10.3.36.2SECTION 227.301
   227.301 Measures to reduce risk of fraud.
17:3.0.1.1.10.3.36.3SECTION 227.302
   227.302 Account opening.
17:3.0.1.1.10.3.36.4SECTION 227.303
   227.303 Requirements with respect to transactions.
17:3.0.1.1.10.3.36.5SECTION 227.304
   227.304 Completion of offerings, cancellations and reconfirmations.
17:3.0.1.1.10.3.36.6SECTION 227.305
   227.305 Payments to third parties.
17:3.0.1.1.10.3.36.7SECTION 227.306
   227.306 xxx
17:3.0.1.1.10.4SUBPART D
Subpart D - Funding Portal Regulation
17:3.0.1.1.10.4.36.1SECTION 227.400
   227.400 Registration of funding portals.
17:3.0.1.1.10.4.36.2SECTION 227.401
   227.401 Exemption.
17:3.0.1.1.10.4.36.3SECTION 227.402
   227.402 Conditional safe harbor.
17:3.0.1.1.10.4.36.4SECTION 227.403
   227.403 Compliance.
17:3.0.1.1.10.4.36.5SECTION 227.404
   227.404 Records to be made and kept by funding portals.
17:3.0.1.1.10.5SUBPART E
Subpart E - Miscellaneous Provisions
17:3.0.1.1.10.5.36.1SECTION 227.501
   227.501 Restrictions on resales.
17:3.0.1.1.10.5.36.2SECTION 227.502
   227.502 Insignificant deviations from a term, condition or requirement of this part (Regulation Crowdfunding).
17:3.0.1.1.10.5.36.3SECTION 227.503
   227.503 Disqualification provisions.
17:3.0.1.1.10.5.36.4SECTION 227.504
   227.504 xxx