Title 31

PART 30

Part 30 - Tarp Standards For Compensation And Corporate Governance

PART 30 - TARP STANDARDS FOR COMPENSATION AND CORPORATE GOVERNANCE Authority:12 U.S.C. 5221; 31 U.S.C. 321. Source:74 FR 28405, June 15, 2009, unless otherwise noted.

31:1.1.1.1.30.0.16.1SECTION 30.0
   30.0 Executive compensation and corporate governance.
31:1.1.1.1.30.0.16.2SECTION 30.1
   30.1 Q-1: What definitions apply in this part
31:1.1.1.1.30.0.16.3SECTION 30.2
   30.2 Q-2: To what entities does this part apply
31:1.1.1.1.30.0.16.4SECTION 30.3
   30.3 Q-3: How are the SEOs and most highly compensated employees identified for purposes of compliance with this part
31:1.1.1.1.30.0.16.5SECTION 30.4
   30.4 Q-4: What actions are necessary for a TARP recipient to comply with the standards established under sections 111(b)(3)(A), 111(b)(3)(E), 111(b)(3)(F) and 111(c) of EESA (evaluation of employee plans and potential to encourage excessive risk or manipulation of earnings)
31:1.1.1.1.30.0.16.6SECTION 30.5
   30.5 Q-5: How does a TARP recipient comply with the requirements under § 30.4 (Q-4) of this part that the compensation committee discuss, evaluate, and review the SEO compensation plans and employee compensation plans to ensure that the SEO compensation plans do not encourage the SEOs to take unnecessary and excessive risks that threaten the value of the TARP recipient, or that the employee compensation plans do not pose unnecessary risks to the TARP recipient
31:1.1.1.1.30.0.16.7SECTION 30.6
   30.6 Q-6: How does a TARP recipient comply with the requirement under § 30.4 (Q-4) of this part that the compensation committee discuss, evaluate, and review the employee compensation plans to ensure that these plans do not encourage the manipulation of reported earnings of the TARP recipient to enhance the compensation of any of the TARP recipient's employees
31:1.1.1.1.30.0.16.8SECTION 30.7
   30.7 Q-7: How does a TARP recipient comply with the certification and disclosure requirements under § 30.4 (Q-4) of this part
31:1.1.1.1.30.0.16.9SECTION 30.8
   30.8 Q-8: What actions are necessary for a TARP recipient to comply with the standards established under section 111(b)(3)(B) of EESA (the “clawback” provision requirement)
31:1.1.1.1.30.0.16.10SECTION 30.9
   30.9 Q-9: What actions are necessary for a TARP recipient to comply with the standards established under section 111(b)(3)(C) of EESA (the prohibition on golden parachute payments)
31:1.1.1.1.30.0.16.11SECTION 30.10
   30.10 Q-10: What actions are necessary for a TARP recipient to comply with section 111(b)(3)(D) of EESA (the limitations on bonus payments)
31:1.1.1.1.30.0.16.12SECTION 30.11
   30.11 Q-11: Are TARP recipients required to meet any other standards under the executive compensation and corporate governance standards in section 111 of EESA
31:1.1.1.1.30.0.16.13SECTION 30.12
   30.12 Q-12: What actions are necessary for a TARP recipient to comply with section 111(d) of EESA (the excessive or luxury expenditures policy requirement)
31:1.1.1.1.30.0.16.14SECTION 30.13
   30.13 Q-13: What actions are necessary for a TARP recipient to comply with section 111(e) of EESA (the shareholder resolution on executive compensation requirement)
31:1.1.1.1.30.0.16.15SECTION 30.14
   30.14 Q-14: How does section 111 of EESA operate in connection with an acquisition, merger, or reorganization
31:1.1.1.1.30.0.16.16SECTION 30.15
   30.15 Q-15: What actions are necessary for a TARP recipient to comply with certification requirements of section 111(b)(4) of EESA
31:1.1.1.1.30.0.16.17SECTION 30.16
   30.16 Q-16: What is the Office of the Special Master for TARP Executive Compensation, and what are its powers, duties and responsibilities
31:1.1.1.1.30.0.16.18SECTION 30.17
   30.17 Q-17: How do the effective date provisions apply with respect to the requirements under section 111 of EESA