Title 17

PART 249 SUBPART K

Subpart K - Form for Registration of, and Reporting by Securities Information Processors

• 15 U.S.C. 78a et seq. and 7201 et seq.; 12 U.S.C. 5461 et seq.; 18 U.S.C. 1350; Sec. 953(b), Pub. L. 111-203, 124 Stat. 1904; Sec. 102(a)(3), Pub. L. 112-106, 126 Stat. 309 (2012); Sec. 107, Pub. L. 112-106, 126 Stat. 313 (2012), and Sec. 72001, Pub. L. 114-94, 129 Stat. 1312 (2015), unless otherwise noted.

17:4.0.1.1.10.11.128.1

SECTION 249.1001

249.1001 Form SIP, for application for registration as a securities information processor or to amend such an application or registration.

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