Title 17

PART 249 SUBPART A

Subpart A - Forms for Registration or Exemption of, and Notification of Action Taken by, National Securities Exchanges

• 15 U.S.C. 78a et seq. and 7201 et seq.; 12 U.S.C. 5461 et seq.; 18 U.S.C. 1350; Sec. 953(b), Pub. L. 111-203, 124 Stat. 1904; Sec. 102(a)(3), Pub. L. 112-106, 126 Stat. 309 (2012); Sec. 107, Pub. L. 112-106, 126 Stat. 313 (2012), and Sec. 72001, Pub. L. 114-94, 129 Stat. 1312 (2015), unless otherwise noted.

17:4.0.1.1.10.1.128.1	SECTION 249.1	249.1 Form 1, for application for, and amendments to applications for, registration as a national securities exchange or exemption from registration pursuant to Section 5 of the Exchange Act.
17:4.0.1.1.10.1.128.2	SECTION 249.10	249.10 Form 1-N for notice registration as a national securities exchange.
17:4.0.1.1.10.1.128.3	SECTION 249.11	249.11 Form R31 for reporting covered sales and covered round turn transactions under section 31 of the Act.
17:4.0.1.1.10.1.128.4	SECTION 249.25	249.25 Form 25, for notification of removal from listing and/or registration.
17:4.0.1.1.10.1.128.5	SECTION 249.26	249.26 Form 26, for notification of the admission to trading of a substituted or additional class of security under Rule 12a-5 (§ 240.12a-5 of this chapter).

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